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Comps Study Guide for Multivariable Calculus, Study notes of Vector Analysis

This study guide was written to help students prepare for the multivariable calculus portion of the Comprehensive and Honors Qualifying Examination in Mathematics. It covers topics such as elementary vector analysis, dot product, cross product, lines, and planes. The guide provides a brief discussion and examples from old exams for each topic. It also emphasizes the importance of understanding the underlying ideas, problem-solving strategies, and scratchwork. The guide concludes with suggestions for further exam preparation.

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Comps Study Guide for Multivariable Calculus
Department of Mathematics and Statistics
Amherst College
June, 2017
This Study Guide was written to help you prepare for the multivariable calculus portion of the Compre-
hensive and Honors Qualifying Examination in Mathematics. It is based on the Syllabus for the Compre-
hensive Examination in Multivariable Calculus (Math 211) available on the Department website.
Each topic from the syllabus is accompanied by a brief discussion and examples from old exams. When
reading this guide, you should focus on three things:
Understand the ideas. If you study problems and solutions without understanding the underlying ideas,
you will not be prepared for the exam.
Understand the strategy of each problem. Most solutions in this guide are short—the hardest part is
often knowing where to start. Focus on this rather than falling into the trap of memorizing solutions.
Understand the value of scratchwork. Brainstorm possible solution methods and draw pictures when
relevant to help you identity a good approach to the problem.
The final section of the guide has some further suggestions for how to prepare for the exam.
1 Elementary Vector Analysis
Most of multivariable calculus takes place in R2and R3. You should be familiar with the Cartesian coordi-
nates (x, y)R2and (x, y, z )R3.
Vectors. A vector vin R2or R3is often represented by a directed line segment. In term of coordinates,
we write v=ha1, a2iin R2and v=ha1, a2, a3iin R3. Know:
Addition and scalar multiplication of vectors.
The standard basis vectors i=h1,0i,j=h0,1iin R2and i=h1,0,0i,j=h0,1,0i,k=h0,0,1iin R3.
A vector vhas length |v|, sometimes denoted ||v||.
Nonzero vectors uand vare parallel if and only if each is a constant multiple of the other.
A point Pin R2or R3gives a vector from the origin to P, called the position vector of P. This allows
us to regards points as vectors and vice versa.
Also know the formula for |v|and how it relates to the distance formula for the distance between two points
in R2or R3. See 12 for a problem that uses the distance formula and 20 for a problem that uses the
length of a vector. Note that vectors are sometimes written ~v instead of v.
Dot Product. In R2, the dot product of u=ha1, a2iand v=hb1, b 2iis u·v=a1b1+a2b2, and similarly,
in R3, the dot product of u=ha1, a2, a3iand v=hb1, b2, b 3iis u·v=a1b1+a2b2+a3b3. Know:
Linearity properties of dot product.
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Download Comps Study Guide for Multivariable Calculus and more Study notes Vector Analysis in PDF only on Docsity!

Comps Study Guide for Multivariable Calculus

Department of Mathematics and Statistics

Amherst College

June, 2017

This Study Guide was written to help you prepare for the multivariable calculus portion of the Compre- hensive and Honors Qualifying Examination in Mathematics. It is based on the Syllabus for the Compre- hensive Examination in Multivariable Calculus (Math 211) available on the Department website. Each topic from the syllabus is accompanied by a brief discussion and examples from old exams. When reading this guide, you should focus on three things:

  • Understand the ideas. If you study problems and solutions without understanding the underlying ideas, you will not be prepared for the exam.
  • Understand the strategy of each problem. Most solutions in this guide are short—the hardest part is often knowing where to start. Focus on this rather than falling into the trap of memorizing solutions.
  • Understand the value of scratchwork. Brainstorm possible solution methods and draw pictures when relevant to help you identity a good approach to the problem.

The final section of the guide has some further suggestions for how to prepare for the exam.

1 Elementary Vector Analysis

Most of multivariable calculus takes place in R^2 and R^3. You should be familiar with the Cartesian coordi- nates (x, y) ∈ R^2 and (x, y, z) ∈ R^3.

Vectors. A vector v in R^2 or R^3 is often represented by a directed line segment. In term of coordinates, we write v = 〈a 1 , a 2 〉 in R^2 and v = 〈a 1 , a 2 , a 3 〉 in R^3. Know:

  • Addition and scalar multiplication of vectors.
  • The standard basis vectors i = 〈 1 , 0 〉, j = 〈 0 , 1 〉 in R^2 and i = 〈 1 , 0 , 0 〉, j = 〈 0 , 1 , 0 〉, k = 〈 0 , 0 , 1 〉 in R^3.
  • A vector v has length |v|, sometimes denoted ||v||.
  • Nonzero vectors u and v are parallel if and only if each is a constant multiple of the other.
  • A point P in R^2 or R^3 gives a vector from the origin to P , called the position vector of P. This allows us to regards points as vectors and vice versa.

Also know the formula for |v| and how it relates to the distance formula for the distance between two points in R^2 or R^3. See 12 for a problem that uses the distance formula and 20 for a problem that uses the length of a vector. Note that vectors are sometimes written ~v instead of v.

Dot Product. In R^2 , the dot product of u = 〈a 1 , a 2 〉 and v = 〈b 1 , b 2 〉 is u · v = a 1 b 1 + a 2 b 2 , and similarly, in R^3 , the dot product of u = 〈a 1 , a 2 , a 3 〉 and v = 〈b 1 , b 2 , b 3 〉 is u · v = a 1 b 1 + a 2 b 2 + a 3 b 3. Know:

  • Linearity properties of dot product.
  • u · v = v · u.
  • u · v = |u||v| cos θ, where θ is the angle between u and v.
  • u · v = 0 if and only if u and v are perpendicular (orthogonal).
  • u · u = |u|^2.

Dot product is sometimes called the scalar product. See 3 and 4 for problems that use dot product.

Cross Product. Given u = 〈a 1 , a 2 , a 3 〉 and v = 〈b 1 , b 2 , b 3 〉 in R^3 , their cross product is

u × v = det

i j k a 1 a 2 a 3 b 1 b 2 b 3

Know:

  • Linearity properties of cross product.
  • u × v = −v × u.
  • |u × v| = |u||v| sin θ, where θ is the angle between u and v.
  • u × v = 0 if and only if u and v are parallel.
  • u × v is perpendicular to both u and v.

Cross product is sometimes called the vector product. See 6 for a problem that uses cross product.

Lines and Planes. Know:

  • In R^2 or R^3 , a point r 0 and a nonzero vector v determine the line parametrized by

r(t) = r 0 + t v.

The vector v is called a direction vector of the line. Be sure you know how to write out the parametric equations of a line for the coordinates (x, y) ∈ R^2 or (x, y, z) ∈ R^3.

  • A plane in R^3 is defined by an equation of the form ax + by + cz = d where 〈a, b, c〉 6 = 〈 0 , 0 , 0 〉. A more geometric way to write the equation uses a nonzero vector n perpendicular to the plane and point (x 0 , y 0 , z 0 ) in the plane. Then:

(x, y, z) is in the plane ⇐⇒ n is perpendicular to the vector from (x, y, z) to (x 0 , y 0 , z 0 ) ⇐⇒ n · 〈x − x 0 , y − y 0 , z − z 0 〉 = 0.

The vector n is called a normal vector to the plane. For a plane defined by ax + by + cz = d, a normal vector is given by n = 〈a, b, c〉.

Here is a problem that uses lines and planes.

1 (January 2017) Find an equation of the form ax + by + cz = d for the plane passing through the point (− 2 , − 1 , 4) that is perpendicular to the line with parametric equations x = 2t, y = 3t − 1 , z = 5 − t.

Solution. Since the line is perpendicular to the plane, its direction vector is a normal vector to the

  • The standard notation for the partial derivatives:

∂f ∂x

= fx(x, y),

∂f ∂y

= fy(x, y),

∂^2 f ∂^2 x

= fxx(x, y), ∂^2 f ∂x∂y

= fyx(x, y), ∂^2 f ∂^2 y

= fyy (x, y) for f (x, y), and similarly for f (x, y, z).

  • The rate of change interpretation of a partial derivative.
  • How to compute partial derivatives using the standard rules of differentiation.

Directional Derivatives. Know:

  • The definition of a unit vector u and how to rescale a nonzero vector to make it a unit vector.
  • The definition of the directional derivative Duf (a, b) of f (x, y) in the direction of the unit vector u at the point (a, b), and similarly for f (x, y, z).
  • The rate of change interpretation of a directional derivative.

Also know the theorem (stated below) that computes the directional derivative using the gradient when the function is differentiable.

The Gradient. The gradient of f (x, y) at (a, b) is the vector

∇f (a, b) = ∂f ∂x

(a, b)i + ∂f ∂y

(a, b)j =

∂f ∂x

(a, b), ∂f ∂y

(a, b)

and similarly for f (x, y, z). Know:

  • ∇f (a, b) is perpendicular to the level curve f (x, y) = f (a, b) at the point (a, b). Similarly, ∇f (a, b, c) is perpendicular to the level surface f (x, y, z) = f (a, b, c) at (a, b, c).
  • If f (a, b) is differentiable at (a, b) and u is a unit vector, then

Duf (a, b) = ∇f (a, b) · u,

and similarly for f (x, y, z).

  • When ∇f (a, b) 6 = 0 , the unit vector ∇f (a, b)/|∇f (a, b)| gives the direction in which f (x, y) is increas- ing most rapidly. Furthermore, the maximum rate of increase is |∇f (a, b)|. Similar results hold for f (x, y, z).

Here are two problems that feature the gradient. See also 6 and 20.

3 (January 2015) Find the directional derivative of the function f (x, y, z) = x

yz + 1 at the point (2, 1 , 3) in the direction of the vector 〈 2 , − 1 , 2 〉.

Solution. The unit vector in the direction of 〈 2 , − 1 , 2 〉 is

u =

22 + (−1)^2 + 2^2

The directional derivative of f = x

yz + 1 in the direction of u is therefore

Duf (x, y, z) = ∇f (x, y, z) · u

=

∂x

x

yz + 1,

∂y

x

yz + 1,

∂z

x

yz + 1

· u

yz + 1,

xz 2

yz + 1

xy 2

yz + 1

yz + 1 − xz 6

yz + 1

xy 3

yz + 1

Then setting (x, y, z) = (2, 1 , 3) gives

Duf (2, 1 , 3) =

4 (January 2011) Let f (x, y) be differentiable on R^2. Suppose that fx(0, 0) = 2 and that the directional derivative of f at (0, 0) in the direction u = √^12 (1, 1) is 5/

  1. Determine the value of fy (0, 0).

Solution. By the formula for the directional derivative,

Duf (0, 0) = ∇f (0, 0) · u = fx(0, 0)

  • fy(0, 0)

since u = √^12 (1, 1). From the given conditions we know Duf (0, 0) = √^52 and fx(0, 0) = 2. Substituting these numbers into the above equation yields

5 √ 2

  • fy (0, 0)

from which we conclude that fy (0, 0) = 3.

Here is a problem you should do yourself.

5 (March 2009) The temperature at the point (x, y, z) is

T (x, y, z) =

π

sin(πxy) + ln(z^2 + 1) + 60.

(a) Find a vector pointing in the direction in which the temperature increases most rapidly at the point (2, − 1 , 1). Answer: 〈− 1 , 2 , 1 〉 (b) Let ~v = −i + 2j + 2k. (Notice that ~v is not a unit vector.) What is the rate of change of the temperature at the point (2, − 1 , 1) in the direction of ~v? Answer: (^73)

The Tangent Plane to a Surface. Tangent planes arise in two situations:

  • If f (x, y) is differentiable at (x 0 , y 0 ), then the tangent plane to the graph z = f (x, y) at the point (x 0 , y 0 , f (x 0 , y 0 )) is defined by

(1) z − f (x 0 , y 0 ) = fx(x 0 , y 0 )(x − x 0 ) + fy (x 0 , y 0 )(y − y 0 ).

Then comparing constant terms gives

−1 = f (5, 3) − 5 ∂f ∂x

∂f ∂y

(5, 3) = f (5, 3) − 5 · 2 − 3 · (−1) = f (5, 3) − 7 ,

so that f (5, 3) = 6. Or, more simply, substitute x = 5 and y = 3 into the given tangent plane equation to obtain z = 2 · 5 − 3 − 1 = 6.

3 Maxima and Minima of Functions of Several Variables

Finding Critical Points. In two dimensions, (a, b) is a critical point of f (x, y) provided

fx(a, b) = fy(a, b) = 0.

Also know the definition in three dimensions. Here is a problem involving critical points.

8 (January 2011) Let f (x, y) = 4xy − x^4 − y^4. Find the critical points of f (x, y).

Solution. We need to solve the equations

∂ ∂x

4 xy − x^4 − y^4

= 4y − 4 x^3 = 0 ⇒ y = x^3 ∂ ∂y

4 xy − x^4 − y^4

= 4x − 4 y^3 = 0 ⇒ x = y^3.

Substituting the first equation into the second gives

x = (x^3 )^3 = x^9 ⇒ x − x^9 = 0 ⇒ x(1 − x^8 ) = 0.

Factoring further, we obtain

0 = x(1 − x^8 ) = x(1 − x^4 )(1 + x^4 ) = x(1 − x^2 )(1 + x^2 )(1 + x^4 ) = x(1 − x)(1 + x)(1 + x^2 )(1 + x^4 ).

The last two factors never vanish, so x = 0, ±1. Since y = x^3 , we get three critical points

(0, 0), (1, 1), (− 1 , −1).

Comment. A common mistake is canceling a factor from an equation such as x = x^9. Here, canceling x would give 1 = x^8 , which loses the critical point (0, 0).

The Second Derivative Test for Local Maxima/Minima and Saddle Points. Know the definitions of local maximum and local minimum, and the fact that local maxima and minima occur at critical points when the function is differentiable. Also know the definition of saddle point.

For a suitably nice function f (x, y), the second derivative test goes as follows. Let (a, b) be a critical point of f , and define

D = det

fxx fxy fxy fyy

Then:

If D(a, b) > 0 and fxx(a, b) > 0, then f has a local minimum at (a, b). If D(a, b) > 0 and fxx(a, b) < 0, then f has a local maximum at (a, b). If D(a, b) < 0, then f has a saddle point at (a, b).

The second derivative test is inconclusive in all other cases. Here is a typical problem.

9 (March 2011) Let f (x, y) = xy^2 − 2 x^2 − y^2. Find all critical points of f , and classify them as local maxima, local minima, and saddle points.

Solution. To find the critical points, we need to solve the equations

fx(x, y) = y^2 − 4 x = 0, fy (x, y) = 2xy − 2 y = 0,

which are equivalent to x = 14 y^2 , y(x − 1) = 0. The second equation gives y = 0 or x = 1. We pursue each separately:

y = 0 ⇒ x = 14 02 = 0, giving (x, y) = (0, 0) x = 1 ⇒ 1 = 14 y^2 ⇒ y^2 = 4 ⇒ y = ± 2 , giving (x, y) = (1, ±2).

To classify the critical points (0, 0), (1, ±2), we compute the second partials:

fxx(x, y) = − 4 , fxy(x, y) = 2y, fyy(x, y) = 2x − 2 ,

so that

D = det

fxx fxy fxy fyy

= det

− 4 2 y 2 y 2 x − 2

= −4(2x − 2) − (2y)^2 = − 8 x + 8 − 4 y^2.

Thus

D(0, 0) = 8 > 0 , fxx(0, 0) = − 4 < 0 ⇒ local maximum at (0, 0) D(1, ±2) = −8 + 8 − 4(±2)^2 = − 16 < 0 ⇒ saddle point at (1, ±2).

Here is a similar problem you should do yourself for practice.

10 (March 2006) Locate the critical points of f (x, y) = (x + y)^3 + 6(x^2 + y^2 ) and determine the type (local maximum, local minimum, saddle point) of each critical point. Answer: local minimum at (0, 0), saddle point at (− 1 , −1)

The Method of Lagrange Multipliers. In a constrained optimization problem, you want to find the maximum or minimum of a function subject to a constraint. Such problems occur in two and three dimensions and use the method of Lagrange multipliers. We assume that the function and constraint are differentiable.

  • To maximize or minimize f (x, y) subject to the constraint g(x, y) = 0, solve

∇f (x, y) = λ∇g(x, y), g(x, y) = 0,

or equivalently, fx(x, y) = λgx(x, y), fy (x, y) = λgy (x, y), g(x, y) = 0.

12 (January 2010) Find the point on the plane 2x − y + 2z = 16 that is nearest the origin.

Solution. This problem initially looks confusing since it does not state explicitly the function to be minimized. The key phrase is “nearest the origin”, which means minimize the distance between the (0, 0 , 0) and a point (x, y, z) on the plane. Hence the function to minimize is √ (x − 0)^2 + (y − 0)^2 + (z − 0)^2 =

x^2 + y^2 + z^2.

But minimizing a square root is equivalent to minimizing the quantity under the square root symbol, namely x^2 + y^2 + z^2. Hence we need to minimize x^2 + y^2 + z^2 subject to the constraint 2x − y + 2z = 16. The respective gradients are 〈 2 x, 2 y, 2 z〉 and 〈 2 , − 1 , 2 〉. So we need to solve

2 x = λ · 2 , 2 y = λ · (−1), 2 z = λ · 2 , 2 x − y + 2z = 16.

The first three equations imply x = λ, y = − 12 λ and z = λ. Substituting into the constraint gives

2 λ − (− 12 λ) + 2λ = 16 ⇒ 92 λ = 16 ⇒ λ = 29 · 16 = 329.

Hence x = 329 , y = − 12 · 329 = − 169 , and z = 329. This unique point must be point on the plane closest to the origin, which gives the minimum distance √( 32 9

9

Comment. The last line used the common factor ( 169 )^2 to compute a complicated looking square root. This is a good illustration of why algebra is such a powerful tool in mathematics.

Here is a problem for you to do.

13 (March 2016) Find the absolute maximum value of the function

f (x, y) = x − 2 y + 3

on the domain D given by the circle

D = {(x, y) ∈ R^2 | x^2 + y^2 = 5}. Answer: 8

Absolute Minima and Maxima. A problem may ask for the maximum and maximum values (also called extreme values) of a differentiable function f (x, y) on a closed and bounded region in the plane. Extreme values are known to exist in this situation. They can occur in one of two places:

  • In the interior of the region, where they occur among the critical points of f.
  • On the boundary of the region, where you use Lagrange multipliers. The constraint is the defining equation of the boundary.

Note that when you find the critical points in the interior, you do not need to apply the second derivative test (which would only tell you about local maxima or minima). Here is a typical problem.

14 (January 2016) Find the points at which the absolute maximum and minimum of the function f (x, y) = xy − 1 on the disk x^2 + y^2 ≤ 2 occur. State all points where the extrema occur as well as the maximum and minimum values.

Solution. The first step is to find the critical points of f in the interior of the disk. This is easy, since fx = y = 0 and fy = x = 0 imply that (x, y) = (0, 0). We next use Lagrange multipliers to find where the maximum or minimum values of f can occur on the boundary x^2 + y^2 = 2. Writing this as g(x, y) = x^2 + y^2 − 2 = 0, Lagrange multipliers gives the equations ∇f (x, y) = λ∇g(x, y), g(x, y) = 0, where can be written as y = λ · 2 x, x = λ · 2 y, x^2 + y^2 − 2 = 0. The first two equations imply y = 4λ^2 y, so y(4λ^2 − 1) = 0. So there are two cases to pursue: y = 0: This implies x = λ · 2 · 0 = 0, which doesn’t satisfy g(x, y) = 0. So no solutions here. 4 λ^2 − 1 = 0: This implies 2λ = ±1. It follows that y = ±x. Substituting into the constraint gives 2 x^2 = 2, so x = ±1. Hence we get the four boundary points (± 1 , ±1). Thus there are five points on the disk where extrema could possibly occur: (0, 0), (± 1 , ±1). Since

f (0, 0) = − 1 , f (1, 1) = f (− 1 , −1) = 0, f (1, −1) = f (− 1 , 1) = − 2 ,

we conclude that the absolute maximum occurs at (1, 1) and (− 1 , −1) and has a value of 0, while the absolute minimum occurs at (1, −1) and (− 1 , 1) and has a value of −2.

Here is a problem that combines several types of questions about maxima and minima.

15 (March 2007) Consider f (x, y) = 2x^2 + 3y^2 on the closed disk x^2 + y^2 ≤ 1. (a) Find the critical points of f in the interior of the disk and classify them using the 2nd derivative test. Answer: local minimum at (0, 0) (b) Find the minimum and maximum values of f (x, y) on the circle x^2 + y^2 = 1 using the method of Lagrange multipliers. Answer: minimum value 2, maximum value 3 (c) What are the minimum and maximum values of f (x, y) on x^2 + y^2 ≤ 1? Answer: minimum value 0, maximum value 3

4 Double Integrals

Given a function f (x, y) on a region R in the plane, one can define the double integral

R

f (x, y) dA.

Iterated Integrals. When the region R has a nice description in Cartesian coordinates, the double integral can be expressed as an iterated integral in two ways:

  • The first way is ∫ ∫

R

f (x, y) dA =

∫ (^) b

a

∫ (^) g 2 (x)

g 1 (x)

f (x, y) dy dx

when R consists of all points (x, y) where a ≤ x ≤ b, and for x in this range, g 1 (x) ≤ y ≤ g 2 (x). So y = g 2 (x) is the top of R, y = g 1 (x) is the bottom, and x = a, x = b are the sides. When doing the

It is essential that you be able to draw the region of integration and see how the limits change when you change the order of integration.

  • Another step in the solution involves recognizing that

0

x^2

x^3 + 1 dx can be done by the substitution method (also called u-substitution). Again this is part of basic calculus that you need to know for the exam.

Polar Coordinates. Be familiar with polar coordinates (r, θ) in the plane and how to convert between

Cartesian and polar coordinates. When the region R in a double integral

R

f (x, y) dA has a nice description

in polar coordinates, the integral can be expressed as the iterated integral

∫ ∫

R

f (x, y) dA =

∫ (^) β

α

∫ (^) h 2 (θ)

h 1 (θ)

f (r, θ) r dr dθ,

where R consists of all points with polar coordinates (r, θ) such that α ≤ θ ≤ β, and for θ in this range,

h 1 (θ) ≤ r ≤ h 2 (θ). When doing the inner integral

∫ (^) h 2 (θ)

h 1 (θ)

f (r, θ) r dr, you should treat θ as a constant.

18 (January 2013) Evaluate

R

(x + y) dy dx, where R is the top half of the circle of radius 2 centered at the origin.

Solution. The region R is a semicircle of radius 2 with polar description 0 ≤ θ ≤ π and 0 ≤ r ≤ 2. Since x = r cos(θ) and y = r sin(θ), we obtain ∫ ∫

R

(x + y) dy dx =

∫ (^) π

0

0

(r cos(θ) + r sin(θ)) r dr dθ

∫ (^) π

0

0

(cos(θ) + sin(θ)) r^2 dr dθ

∫ (^) π

0

(cos(θ) + sin(θ))

r^3 3

2

r=

∫ (^) π

0

cos(θ) + sin(θ) dθ =

sin(θ) − cos(θ)

π 0

=

sin(π) − cos(π)

sin(0) − cos(0)

Comment. In Cartesian coordinates,

R

(x + y) dy dx =

− 2

∫ √ 4 −x 2

0

(x + y) dy dx. For practice, you should do this integral, which will require a u-substitution. Be aware that given a double integral such as

R

(x + y) dy dx, you may be asked to express it as an iterated integral in both Cartesian and polar coordinates.

The above problem is good reminder that you need to be able to convert between Cartesian and polar coordinates. Also remember that for double integrals, dA = dx dy or dy dx in Cartesian coordinates and dA = r dr dθ in polar coordinates.

Finding Area and Volume. The basic area interpretation of the double integral is

R

1 dA = Area(R).

See 25 for a problem that uses this. For volumes, there are two situations to consider:

  • When f (x, y) ≥ 0 on R,

R

f (x, y) dA is the volume under the surface z = f (x, y) for (x, y) ∈ R.

  • More generally, suppose that a 3-dimensional region V in R^3 consists of all points (x, y, z) such that (x, y) ∈ R and f 1 (x, y) ≤ z ≤ f 2 (x, y). Thus z = f 2 (x, y) is the top of V , z = f 1 (x, y) is the bottom, and the sides lie over the boundary of R. In this case, the volume of V is

Vol(V ) =

R

f 2 (x, y) − f 1 (x, y)

dA.

Here is an example.

19 (March 2014) Find the volume of the region bounded by the two paraboloids z = x^2 + y^2 and z = 16 − x^2 − y^2.

Solution. The paraboloid z = x^2 + y^2 starts at the origin and opens up, while z = 16 − x^2 − y^2 starts at (0, 0 , 16) and opens down. Visualizing this in 3-dimensions is not easy. However, the graphs are symmetric about the z-axis, which means that the cross-sections where y = 0 give useful information. The cross-sections are z = x^2 and z = 16 − x^2 , which are easy to draw in the (x, z)-plane:

Be sure you understand the importance of pictures like this. The 3-dimensional region we want is trapped between the two surfaces. The top is z = 16 − x^2 − y^2 and the bottom is z = x^2 + y^2. To find the region R in the plane, we consider where the top and bottom meet, which is where

16 − x^2 − y^2 = x^2 + y^2 ⇔ 16 = 2(x^2 + y^2 ) ⇔ x^2 + y^2 = 8.

Thus R is the region where x^2 + y^2 ≤ 8, the circle of radius

8 centered at the origin. We compute:

volume =

R

(16 − x^2 − y^2 ) − (x^2 + y^2 ) dA =

R

16 − 2(x^2 + y^2 ) dA

∫ (^2) π

0

0

(16 − 2 r^2 ) r dr dθ = 2π

0

(16 − 2 r^2 ) r dr,

where the last equality follows since the inner integral is independent of θ and

∫ (^2) π

0

dθ = 2π. We now

Comment. Be sure you understand the limits of integration.

Finding Volume. The basic volume interpretation of the triple integral is

R

1 dV = Vol(R). You may

be asked to express a volume in all three coordinate systems and evaluate one of them. Here is an example.

21 (January 2011) Let V be the region in R^3 inside the sphere x^2 + y^2 + z^2 = 1 and above the plane z = 0. (a) Express the volume of V in cartesian, cylindrical and spherical coordinates. (b) Evaluate one of the integrals found in part (a).

Solution. (a) We are working with a hemisphere whose projection onto the xy-plane is x^2 + y^2 ≤ 1. The answer for cartesian coordinates is:

Vol(V ) =

− 1

∫ √ 1 −x 2

−√ 1 −x^2

∫ √ 1 −x (^2) −y 2

0

1 dz dy dx.

For cylindrical coordinates, the region in the xy-plane is described by 0 ≤ r ≤ 1, with no restriction on θ. The top half of the sphere is z =

1 − r^2 , so the integral becomes:

Vol(V ) =

∫ (^2) π

0

0

∫ √ 1 −r 2

0

r dz dr dθ.

For spherical coordinates, the hemisphere has radius 1, so 0 ≤ ρ ≤ 1. There is no restriction on θ, and being above the plane z = 0 means that 0 ≤ φ ≤ π/2. Therefore the integral is:

Vol(V ) =

∫ (^2) π

0

∫ (^) π/ 2

0

0

ρ^2 sin φ dρ dφ dθ.

(b) It makes sense to use cylindrical coordinates or spherical coordinates since they have simpler limits of integration. Here are solutions for both. For cylindrical coordinates:

Vol(V ) =

∫ (^2) π

0

0

∫ √ 1 −r 2

0

r dz dr dθ =

∫ (^2) π

0

0

r

1 − r^2 dr dθ

= 2π

0

r

1 − r^2 dr u = 1 − r^2 , du = − 2 r dr, so −

du = r dr

= 2π

1

u

du

= 2π ·

0

u^1 /^2 du dθ = π ·

u^3 /^2

1

0

2 π 3

For spherical coordinates:

Vol(V ) =

∫ (^2) π

0

∫ (^) π/ 2

0

0

ρ^2 sin φ dρ dφ dθ = 2π

∫ (^) π/ 2

0

0

ρ^2 sin φ dρ dφ

= 2π

∫ (^) π/ 2

0

ρ^3 sin φ

1

ρ=

dφ = 2π

∫ (^) π/ 2

0

sin φ dφ

2 π 3

− cos φ

π/ 2 0

2 π 3

− cos π 2

− (− cos 0)

2 π 3

Sometimes you are simply asked for the volume, leaving it to you to pick the best coordinate system.

22 (January 2008) Find the volume of the region that is inside the sphere x^2 + y^2 + z^2 = 4 and above the cone z =

x^2 + y^2. Answer: 163 π (1 −

√ 2 2 )

Comment. Be sure you understand why drawing a picture is the best place to start. Similar to 19 , the symmetry about the z-axis means that the cross-section with y = 0 gives you good information. This means graphing x^2 + z^2 = 4 and z =

x^2 = |x|:

This problem can be done in either cylindrical or spherical coordinates, though one of these has very simple limits of integration. Do you see how above picture implies that 0 ≤ φ ≤ π/4 when you use spherical coordinates?

Here is a 3-dimensional picture of the region in 22 :

If you can draw something like this, great, but keep in mind that if you understand how cross-sections work, it is often not essential to make a 3-dimensional drawing.

6 Line Integrals of Vector Fields

You need to know line integrals in two and three dimensions:

in R^2 :

C

f (x, y) dx + g(x, y) dy, C a curve in R^2

in R^3 :

C

f (x, y, z) dx + g(x, y, z) dy + h(x, y, z) dz, C a curve in R^3.

These line integrals are sometimes written

C F^ ·^ dr, where^ F^ is a vector field. More precisely,

in R^2 :

C

f (x, y) dx + g(x, y) dy =

C

F · dr, F = f i + g j, dr = dxi + dy j.

in R^3 :

C

f (x, y, z) dx + g(x, y, z) dy + h(x, y, z) dz =

C

F · dr, F = f i + g j + hk, dr = dxi + dy j + dz k.

24 (January 2015) Let C be the triangle with vertices (0, 0), (1, 1) and (0, 1), oriented counterclock- wise, and let F(x, y) = 〈xy, x^2 〉.

(a) According to Green’s Theorem, the line integral ∫

C

F · dr =

C

xy dx + x^2 dy

is equal to a certain double integral. Set up this double integral. (b) Verify Green’s theorem in this case by evaluating both the line integral and the double integral in part (a).

Solution. (a)

C

xy dx + x^2 dy =

R

∂x

(x^2 ) −

∂y

(xy) dA =

R

2 x − x dA =

R

x dA, where R is

the region enclosed by C:

(0, 0)

(0, 1) (1, 1)

R

C 2

C 1

C 3

In this picture, the boundary of R is C = C 1 + C 2 + C 3.

(b) Expressing the double integral as an iterated integral, we obtain

∫ ∫

R

x dA =

0

x

x dy dx =

0

(xy)

1

y=x

dx =

0

x − x^2 dx =

x^2 2

x^3 3

1

0

To compute the line integral, we parametrize C 1 , C 2 , C 3 via

C 1 : (x, y) = (t, t), 0 ≤ t ≤ 1 C 2 : (x, y) = (1 − t, 1), 0 ≤ t ≤ 1 C 3 : (x, y) = (0, 1 − t), 0 ≤ t ≤ 1.

Be sure you understand how these parametrizations were obtained (remember that C is oriented counterclockwise). Then:

C 1

xy dx + x^2 dy =

0

t · t · 1 + t^2 · 1

dt =

0

2 t^2 dt =

t^3

1 0

C 2

xy dx + x^2 dy =

0

(1 − t) · 1 · (−1) + (1 − t)^2 · 0

dt =

0

t − 1 dt =

t^2 − t

1 0

C 3

xy dx + x^2 dy =

0

0 · (1 − t) · 0 + 0^2 · (−1)

dt =

0

0 dt = 0.

This gives ∫

C

xy dx + y^2 dy =

C 1

xy dx + x^2 dy +

C 2

xy dx + x^2 dy +

C 3

xy dx + x^2 dy =

which agrees with the double integral computed above.

Comment. Be prepared to compute a line integral via a parametrization. On the other hand, if you aren’t specifically required to do the line integral that way, consider other options instead. If it’s possible to use either Green’s Theorem (if C is a closed loop) or the Fundamental Theorem for Line Integrals (if F = ∇f for some f ), it may be better to do the integral that way, instead.

25 (March 2011) Suppose that C is a closed curve, oriented counterclockwise, and C encloses a region R whose area is 5. Find

C

(x^2 y^3 − 3 y) dx + x^3 y^2 dy.

Solution. We don’t know C but we know something about the region R it encloses. Hence it makes sense to use Green’s Theorem. We compute: ∫

C

(x^2 y^3 − 3 y) dx + x^3 y^2 dy =

R

∂x

(x^3 y^2 ) −

∂y

(x^2 y^3 − 3 y) dA

R

3 x^2 y^2 − (3x^2 y^2 − 3) dA =

R

3 dA

R

1 dA = 3 Area(R) = 3 · 5 = 15.

Comment. Note the use of the area property of double integrals:

R

1 dA = Area(R).

26 (January 2010) Evaluate

C

cos(x^2 ) dx + (3xy^2 + x^3 ) dy, where C is the circle x^2 + y^2 = 4, oriented counterclockwise.

Solution. Let R be the region enclosed by C, which is the disk of radius 2 centered at the origin. Using Green’s Theorem, ∫

C

cos(x^2 ) dx + (3xy^2 + x^3 ) dy =

R

∂x

(3xy^2 + x^3 ) −

∂y

(cos(x^2 )) dA =

R

(3y^2 + 3x^2 ) dA

Let’s use polar coordinates to compute this double integral: so (3x^2 + 3y^2 ) = 3r^2 and dA = r dr dθ. The integral becomes ∫ (^2) π

0

0

3 r^3 dr dθ =

∫ (^2) π

0

r^4

2 r=

dθ =

∫ (^2) π

0

12 dθ = 12θ

2 π 0

= 24π.

Comment. We could have parametrized the curve C by r(t) = (2 cos t, 2 sin t) for 0 ≤ t ≤ 2 π, but that would have led to a horrible mess. So we turned to Green’s Theorem, which we could use because C is a closed curve, and that made things simpler. Also, we did the double integral using polar coordinates rather than dx dy, again because it made things simpler. Moral : If you have multiple options, choose the simple one.

Here is another problem you should do for practice.