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Explore major financial legislation in the u.s., including the federal reserve act, fdic act, and sec acts. Learn about their aims, the role of the fdic and sec, and the impact of the financial reform of 2008. Understand the importance of risk assessment, disclosure requirements, and consumer protection regulations.
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Federal Reserve System (Fed)
Federal Deposit Insurance Corporation (FDIC)
U.S. Securities and Exchange Commissions (SEC)
The Steady Growth High Level of Employment Price Stability
FDIC
The Federal Deposit Insurance Act of 1950
Mission
Vision
·An act of Congress
·United States Public Law
·August 22, 1940
The Investment Adviser Act
of 1940
·United States Federal Law
·Regulate the actions of investment advisors
Beginning: December 2007, United States
The outbreak of the financial crisis: 2007–
Reckless & Unsustainable lending practices
A drop in international trade
Rising unemployment & Slumping commodity prices
World Map Showing
GDP Real Growth Rates
of 2009
What is the financial
regulation?
What is the different part of it?
1.Assessment of Risk Management
Risk assessment is the
determination of quantitative or
qualitative value of risk related to
a concrete situation and a
recognized threat (also called
hazard).
Example
before the regulation made…
Before Mark-to-market Accounting, firm relied on traditional historical basis in which the value of an assets was set at its initial purchase price.
The problem with it is that in the value of asset and liability because of change in interest rate or default are not calculate of the firm’s equity capital.