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Understanding Literary Themes: A Guide to Identification and Analysis, Study notes of Literature

Insights into the identification and analysis of literary themes in various works. It explains how themes are universal and timeless, and how authors use literary tools to convey them. The document also emphasizes the importance of both objective and subjective analysis in understanding the deeper meaning of a literary piece.

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BCCC ASC Rev. 3/2019
Identifying Themes and Literary Analysis
Literary works are used to entertain, to teach a moral lesson, to convey meaning, or more
importantly, to make the reader aware of some aspect of the human condition. Through
their work, writers creatively share their ideas and express themes that are timeless and
universal.
For example: A fifteen year old boy in an American suburban high school, who has not made the basketball
team, knows the experience of disappointment, but so does a seventy year old grandmother whose family
does not come home for the holidays. Each character’s story might detail the events of how they move from
disappointment to contentment. These stories have a similar theme. Even though the details of the story
are expressed differently, either scenario could express the theme of overcoming disappointment and hurt
yet, each in a unique way. Could you connect with either of these characters? Why? Get into the habit of
asking how and why questions as you move through the details of a literary selection.
Furthermore, certain themes can be understood by people regardless of age, gender, geography, or culture.
This commonality makes them universal. Universal themes developed in a story, poem, or play ultimately
expand the reader’s knowledge of being human by the expression of experiences through different
perspectives.
Common themes can include:
Loneliness, oppression, repression, transformation,
good versus evil, struggle and accomplishment,
death, rebirth, initiation, redemption, and free will.
With a specific purpose in mind, the author carefully crafts themes using literary tools. By employing literary
tools the author embeds the theme or meaning into separate elements that make up the totality of the
literary piece.
Some of the more common tools of the author’s craft are: character development, setting, mood,
plot, point of view, figurative language, allegory, symbolism, and irony.
A poet might additionally use: alliteration, metaphor, simile, onomatopoeia, personification,
rhyme, and repetition.
The careful examination of these tools is a part of literary analysis. By observing how the tools are being
used individually, and by critically thinking about how they relate to one another to construct the expression
of theme, the reader pushes beneath the surface details to discover the literature’s deeper meaning.
Too many students make the mistake of never moving past the surface details.
Focusing only on the surface details results in summary, not literary analysis.
Just as a scientist examines a specimen to prove a hypothesis, the literary analyst has a thesis to prove.
Like a scientist who methodically examines separate aspects of a specimen such as its appearance,
movements, and responses to environmental factors, the student is expected to make careful observations
of the individual parts of a literary piece. This examination takes time and concentrated effort.
To uncover themes and meanings, begin the analysis by making verifiable observations, like a scientist,
through careful reading. Observations that are verifiable are those that can be pointed out and agreed upon
by others. These observations are the raw data of literary analysis; they are objective facts. Objective facts
are the third person accounts that indicate who is doing what in the story or poem. They establish the
when; they confirm the where. They recognize interesting key words and repetitions. They record character
dialogue, and they note specific devices used by the poet. Keep in mind that the author made a decision
about each of these objective elements. Your role as a reader/analyst is to determine why these creative
decisions were specifically made.
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BCCC ASC Rev. 3/

Identifying Themes and Literary Analysis

Literary works are used to entertain, to teach a moral lesson, to convey meaning, or more importantly, to make the reader aware of some aspect of the human condition. Through their work, writers creatively share their ideas and express themes that are timeless and universal. For example: A fifteen year old boy in an American suburban high school, who has not made the basketball team, knows the experience of disappointment, but so does a seventy year old grandmother whose family does not come home for the holidays. Each character’s story might detail the events of how they move from disappointment to contentment. These stories have a similar theme. Even though the details of the story are expressed differently, either scenario could express the theme of overcoming disappointment and hurt

  • yet, each in a unique way. Could you connect with either of these characters? Why? Get into the habit of asking how and why questions as you move through the details of a literary selection. Furthermore, certain themes can be understood by people regardless of age, gender, geography, or culture. This commonality makes them universal. Universal themes developed in a story, poem, or play ultimately expand the reader’s knowledge of being human by the expression of experiences through different perspectives.

Common themes can include:

Loneliness, oppression, repression, transformation,

good versus evil, struggle and accomplishment,

death, rebirth, initiation, redemption, and free will.

With a specific purpose in mind, the author carefully crafts themes using literary tools. By employing literary tools the author embeds the theme or meaning into separate elements that make up the totality of the literary piece.  Some of the more common tools of the author’s craft are: character development, setting, mood, plot, point of view, figurative language, allegory, symbolism, and irony.  A poet might additionally use: alliteration, metaphor, simile, onomatopoeia, personification, rhyme, and repetition. The careful examination of these tools is a part of literary analysis. By observing how the tools are being used individually, and by critically thinking about how they relate to one another to construct the expression of theme, the reader pushes beneath the surface details to discover the literature’s deeper meaning.  Too many students make the mistake of never moving past the surface details.  Focusing only on the surface details results in summary, not literary analysis. Just as a scientist examines a specimen to prove a hypothesis, the literary analyst has a thesis to prove. Like a scientist who methodically examines separate aspects of a specimen such as its appearance, movements, and responses to environmental factors, the student is expected to make careful observations of the individual parts of a literary piece. This examination takes time and concentrated effort. To uncover themes and meanings, begin the analysis by making verifiable observations, like a scientist, through careful reading. Observations that are verifiable are those that can be pointed out and agreed upon by others. These observations are the raw data of literary analysis; they are objective facts. Objective facts are the third person accounts that indicate who is doing what in the story or poem. They establish the when ; they confirm the where. They recognize interesting key words and repetitions. They record character dialogue, and they note specific devices used by the poet. Keep in mind that the author made a decision about each of these objective elements. Your role as a reader/analyst is to determine why these creative decisions were specifically made.

BCCC ASC Rev. 3/

At the same time, it is very important to pay attention to the personal thoughts and emotional reactions that surface when reading the details of the story. This type of information is subjective. Subjective information arises while experiencing the literature. Subjective information is the thoughtful first person “I think, I feel, I know” responses that come from the reader’s background of knowledge and personal experience. These subjective responses are valuable for making initial critical connections to the details within the author’s work. Your probing “I wonder why” questions initiate from subjective responses. Just like the tendency to focus only on surface details – don’t make the mistake of only reporting your subjective impressions, reactions, and opinions. To conduct a thorough analysis which results in the identification of themes – surface details, subjective information, objective data, and inferences must all be reintegrated to reveal the big picture of theme and deeper meaning. Most importantly, repeatedly ask probing how and why questions while reading. For example: Why did the character always wear red? How does the winter setting relate to the inner qualities of the character? Why is that answer important? What is the significance of the open window? How is the open window helping to express the idea of freedom? What other details are working with the window to develop the theme? What specific details created the depressing mood? If this happened…., then why did that occur….? Do elements repeat? Why are the repetitions noteworthy? Do similarities or differences exist between characters? What are they? How do they contribute to the development of a unified theme? NOW… Look even closer, and move beneath the surface details. Move further into the analysis by asking how and why the answers above are working together to construct a particular theme. Probing questions create the critical connections that are needed for a comprehensive understanding of the author’s literary material. Go deeper into the story’s meaning. TIP 1 – Annotating: Write down ideas that surface during the reading such as noting a passage that seems particularly interesting or meaningful. Write down questions you might have when speculating, for example, why a character did this or that. These annotated ideas can help to make important connections between what the author has purposely done with the writer’s tools and the reader’s first subjective responses.

Subjective information may or may not be beneficial when writing the final analysis. But once the

surfaced ideas are written down they will not be lost, nor will valuable time be wasted later in trying

to remember what came to mind while reading.

TIP 2 – Vocabulary: Circle any unfamiliar words and look up their meaning in a dictionary. One unusual word may hold the key to understanding a whole passage. Consider, as well, the word’s connotation.