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Internal Audit - Industrial Trainee Job Description, Summaries of Law

The job description for an internal audit industrial trainee position at morgan stanley, a leading global financial services firm. The description provides an overview of the firm, the internal audit department, and the expectations for the successful candidate. The trainee will gain hands-on experience in audit, banking business, and regulations by exploring various aspects of the firm's business units. The trainee will assist in executing audits across morgan stanley's core businesses, including institutional securities, wealth management, and investment management, as well as supporting functions such as operations, finance, and compliance. The ideal candidate should possess a chartered accountancy (ipcc clear-both groups) qualification, an interest in internal audit and the financial services industry, analytical and inquisitive skills, strong communication abilities, and a collaborative and positive mindset.

Typology: Summaries

2022/2023

Uploaded on 10/30/2023

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Internal Audit Industrial Trainee Job Description
Firm
Morgan Stanley is a leading global financial services firm providing a wide range of Investment Banking,
Securities, Investment Management and Wealth Management services. The Firm's employees serve clients
worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common
set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior
foundation for building a successful career - a place for people to learn, to achieve and grow. A philosophy that
balances personal lifestyles, perspectives and needs is an important part of our culture.
Division
Morgan Stanley’s Internal Audit department (IAD) comprises Business, Risk and Technology Auditors; Subject
Matter Experts (e.g., Risk, Data Analytics); and support functions that are responsible for ensuring the department
adheres to professional, regulatory, and Firm policies and procedures. IAD provides independent assurance on
the quality and effectiveness of the Firm’s internal control, risk management, and governance systems and
processes. It achieves this by identifying and assessing risks facing the Firm and evaluating adequacy and
effectiveness of the Firm’s system of internal control. The division provides opportunity to gain unique insight on
the financial industry and its products and operations.
What to Expect
Successful candidates will develop or enhance their knowledge of audit, banking business and regulations by
exploring the various aspects of one or more of the Firm’s business units. More specifically, candidates can expect
Intensive, hands-on introduction to Morgan Stanley’s Internal Audit
Broad exposure to Morgan Stanley businesses
In-depth exposure to a specific function based on your placement
Successful candidate will be expected to support in execution of various assurance activity. You will be assisting
in executing audits through different stages i.e. planning, fieldwork and reporting across Morgan Stanley’s core
businesses namely Institutional Securities, Wealth Management and Investment Management as well as
functions supporting these business units including Operations, Finance and Compliance.
What we are looking for candidate who is
Pursuing Chartered Accountancy (IPCC Clear-Both Groups)
Interested in Internal Audit
Interested in the Financial Services Industry
Analytical and inquisitive
Collaborative
Clear and concise communicators
Team player
Positive mindset with a "Can-Do" attitude

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Page 1 of 1

Internal Audit – Industrial Trainee Job Description

Firm

Morgan Stanley is a leading global financial services firm providing a wide range of Investment Banking, Securities, Investment Management and Wealth Management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,2 0 0 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a successful career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

Division

Morgan Stanley’s Internal Audit department (IAD) comprises Business, Risk and Technology Auditors; Subject Matter Experts (e.g., Risk, Data Analytics); and support functions that are responsible for ensuring the department adheres to professional, regulatory, and Firm policies and procedures. IAD provides independent assurance on the quality and effectiveness of the Firm’s internal control, risk management, and governance systems and processes. It achieves this by identifying and assessing risks facing the Firm and evaluating adequacy and effectiveness of the Firm’s system of internal control. The division provides opportunity to gain unique insight on the financial industry and its products and operations.

What to Expect

Successful candidates will develop or enhance their knowledge of audit, banking business and regulations by exploring the various aspects of one or more of the Firm’s business units. More specifically, candidates can expect

  • Intensive, hands-on introduction to Morgan Stanley’s Internal Audit
  • Broad exposure to Morgan Stanley businesses
  • In-depth exposure to a specific function based on your placement Successful candidate will be expected to support in execution of various assurance activity. You will be assisting in executing audits through different stages i.e. planning, fieldwork and reporting across Morgan Stanley’s core businesses namely Institutional Securities, Wealth Management and Investment Management as well as functions supporting these business units including Operations, Finance and Compliance.

What we are looking for candidate who is

  • Pursuing Chartered Accountancy (IPCC Clear-Both Groups)
  • Interested in Internal Audit
  • Interested in the Financial Services Industry
  • Analytical and inquisitive
  • Collaborative
  • Clear and concise communicators
  • Team player
  • Positive mindset with a "Can-Do" attitude