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Methodology and Statistics for Identifying Clostridium Difficile Deaths in Scotland, Schemes and Mind Maps of Statistics

The methodology used by the National Records of Scotland (NRS) to identify and code Clostridium Difficile (C.diff) deaths in Scotland. It covers the use of ICD-10 codes, the allocation of supplementary codes, and the identification of deaths involving C.diff from 2007 onwards. The document also discusses the potential for misclassification of C.diff deaths and the impact of changes in recording practices.

Typology: Schemes and Mind Maps

2021/2022

Uploaded on 09/12/2022

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Vital Events Deaths Clostridium Difficile (C.diff) Deaths
Methodology
ICD Codes used to identify Clostridium Difficile
National Records of Scotland (NRS) applies the rules of the International
Classification of Diseases and Related Health Problems, Tenth Revision (ICD-10), in
order to determine the ICD-10 code for the underlying cause of each death
registered in Scotland. The complexity of these rules can result, in some cases, in
the underlying cause of death coded by NRS being different from that which a health
board might expect (more information about this is given by the page on death
certificates and coding the causes of death). The guidelines for coding set out by the
World Health Organisation, and applied by NRS staff (with medical advice from the
Information Services Division of NHS National Services Scotland), in relation to
Clostridium difficile are:
code A04.7 ‘Enterocolitis due to Clostridium difficile’ - applies when the death
certificate mentions ‘Clostridium difficile’ along with ‘Enterocolitis’ or ‘Diarrhoea’;
otherwise
code A41.4 - ‘Septicaemia due to anaerobes’ - applies where the death
certificate mentions 'Septicaemia' which is due to ‘Clostridium difficile’ (or any
wording associated with C. diff.). (NB: this code does not apply if the
clostridium difficile infection is due to septicaemia);
otherwise
code A49.8 ‘Other bacterial infections of unspecified site’ - applies when
‘infection’ is included on the death certificate together with ‘Clostridium difficile’,
or when 'Clostridium difficile' is mentioned on its own.
Two points should be mentioned. First, NRS's figures for Clostridium difficile deaths
do not include cases where codes A41.4 and A49.8 were used without any mention
of Clostridium difficile. Second, there is a slight change to the codes which are
allocated for deaths registered with effect from the start of 2011: thereafter,
references to ‘clostridium difficile infection’ or to ‘clostridium difficile’ result in code
A04.7 rather than A49.8 - which will have no effect at all on the figures for
Clostridium difficile deaths.
For each death, NRS assigns a single code for the underlying cause of death and,
depending upon what was written on the death certificate, may assign several other
codes for other factors which contributed to the occurrence of the death. Statistics on
three bases can therefore be produced:
deaths for which Clostridium difficile was the underlying cause - the only
cases counted are those which have an ‘underlying cause’ code of A04.7 (i.e.
‘Enterocolitis due to Clostridium difficile’) or which have an ‘underlying cause’
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Vital Events – Deaths – Clostridium Difficile (C.diff) Deaths

Methodology

ICD Codes used to identify Clostridium Difficile

National Records of Scotland (NRS) applies the rules of the International Classification of Diseases and Related Health Problems, Tenth Revision (ICD-10), in order to determine the ICD-10 code for the underlying cause of each death registered in Scotland. The complexity of these rules can result, in some cases, in the underlying cause of death coded by NRS being different from that which a health board might expect (more information about this is given by the page on death certificates and coding the causes of death). The guidelines for coding set out by the World Health Organisation, and applied by NRS staff (with medical advice from the Information Services Division of NHS National Services Scotland), in relation to Clostridium difficile are:

 code A04.7 – ‘Enterocolitis due to Clostridium difficile’ - applies when the death certificate mentions ‘Clostridium difficile’ along with ‘Enterocolitis’ or ‘Diarrhoea’;

otherwise

 code A41.4 - ‘Septicaemia due to anaerobes’ - applies where the death certificate mentions 'Septicaemia' which is due to ‘Clostridium difficile’ (or any wording associated with C. diff.). (NB: this code does not apply if the clostridium difficile infection is due to septicaemia);

otherwise

 code A49.8 – ‘Other bacterial infections of unspecified site’ - applies when ‘infection’ is included on the death certificate together with ‘Clostridium difficile’, or when 'Clostridium difficile' is mentioned on its own.

Two points should be mentioned. First, NRS's figures for Clostridium difficile deaths do not include cases where codes A41.4 and A49.8 were used without any mention of Clostridium difficile. Second, there is a slight change to the codes which are allocated for deaths registered with effect from the start of 2011: thereafter, references to ‘clostridium difficile infection’ or to ‘clostridium difficile’ result in code A04.7 rather than A49.8 - which will have no effect at all on the figures for Clostridium difficile deaths.

For each death, NRS assigns a single code for the underlying cause of death and, depending upon what was written on the death certificate, may assign several other codes for other factors which contributed to the occurrence of the death. Statistics on three bases can therefore be produced:

 deaths for which Clostridium difficile was the underlying cause - the only cases counted are those which have an ‘underlying cause’ code of A04.7 (i.e. ‘Enterocolitis due to Clostridium difficile’) or which have an ‘underlying cause’

code of either A41.4 or A49.8 (i.e. ‘Septicaemia due to anaerobes’ or ‘Other bacterial infections of unspecified site’) together with a mention of ‘Clostridium difficile’ (or a synonym - see below);

 deaths for which Clostridium difficile was a contributory factor - the cases counted are those which have a mention of ‘Clostridium difficile’ (or a synonym) but the ‘underlying cause’ code is not A04.7, A41.4 or A49.8;

 deaths for which there was any mention of clostridium difficile - all cases which have a mention of ‘Clostridium difficile’ (or a synonym) are counted.

Identifying deaths involving Clostridium difficile - 2008 onwards

As codes A41.4 and A49.8 can be used for deaths involving certain other infections, deaths involving clostridium difficile cannot be identified solely from the ICD- 10 codes. Therefore, with effect from deaths registered in 2008, NRS, has added a special supplementary code to its statistical record for each death for which clostridium difficile was mentioned.

NRS's medical coders allocate supplementary codes as and when they code the death records. Then, shortly before NRS freezes its statistical data for a calendar year, it checks that the supplementary codes for clostridium difficile have been allocated correctly. NRS runs a computer program which scans the cause of death for character strings such as ‘clostridium’, ‘c. diff.’ and other pieces of text which have been used in the case of previous clostridium difficile deaths, the aim being to cover all the likely ‘synonyms’ for clostridium difficile. The program thus finds all the apparent ‘candidates’ for being counted as deaths involving clostridium difficile NRS staff then (i) scrutinise all the candidates which have not been given the supplementary code, and all the deaths for which the supplementary code was allocated but which have not been identified as candidates, (ii) decide whether or not each of them should be counted, and (iii), if necessary, add or remove the supplementary code (whatever is appropriate in each case). For example, the program would identify as apparent ‘candidates’ deaths for which, first, ‘clostridium difficile infection’ and, second, ‘viral gastroenteritis (clostridium difficile negative)’ were included in the cause of death: NRS staff would see that the first case should have the supplementary code, and that the second should not, and act accordingly. NRS then uses the supplementary code to identify deaths for which clostridium difficile was mentioned, and the ICD-10 code for the underlying cause of death to determine whether or not clostridium difficile was the underlying cause of death.

Identifying deaths involving Clostridium difficile - 2007 and earlier years

For the purposes of producing the statistics shown in the tables of clostridium difficile deaths, NRS created an ‘extract’ file which contained copies of the records for all deaths which might involve Clostridium difficile. All deaths which had the code A04. ‘Enterocolitis due to Clostridium difficile’ were included automatically. Deaths which had the code A41.4 ‘Septicaemia due to anaerobes’ or A49.8 ‘Other bacterial infections of unspecified site’ were clearly candidates for inclusion. However, deaths for which other codes had been assigned might have had Clostridium difficile

 the death certificate mentioned Clostridium difficile when (in the investigators' view) it should not have done so - (e.g.) "24 should not have had CDAD on the death certificate in any category"; or  the death certificate mentioned Clostridium difficile in what the investigators believed was the wrong place - (e.g.) "in 5 of 6 cases where CDAD was reported as the underlying cause of death, it should have been a contributory factor".

The report also referred to "3 cases where CDAD appeared in the GROS codes [but] was not on the original death certificate stub". A review of these cases at the National Records of Scotland (NRS), formerly GROS, showed that Clostridium difficile was indeed mentioned on the death certificate - but must not have been noted on the stub, which is intended to provide a summary of what was recorded on the death certificate. NRS's coding of the causes of death is based on the information on the death certificate. If Clostridium difficile is mentioned on a death certificate when it should not have been, the number of Clostridium difficile deaths will be over- estimated. Therefore, these figures must be used with caution. Following the Health Protection Scotland investigation in 2008, which was commissioned by the Scottish Government, some Health Boards reviewed or revised their guidance to doctors regarding the completion of death certificates. This was done in order to reduce the number of occasions on which Clostridium difficile is mentioned in the wrong part of the death certificate, or is mentioned when it was not a cause of death. This change in recording practice will lead to a break in the series of statistics on Clostridium difficile associated deaths: statistics for 2008 will not be directly comparable to those for 2007 and earlier years, nor to those for 2009 and later years.

Why there are differences between some of the figures which are published

There are a number of reasons why there may be differences between the figures which are produced by different bodies, or are published at different times.

First, because a range of information is available from the death certificate (as described on the 'Death Certificates and Coding the Causes of Death' page), figures for Clostridium difficile can be produced on the following bases:

 'underlying cause' - cases where Clostridium difficile was the cause which initiated the chain of morbid events leading directly to death;  'contributory factor' - cases where Clostridium difficile was not the underlying cause of death, but it did contribute to the occurrence of the death - e.g. it did not cause the death, but may have hastened its occurrence; and  'any mention' - i.e. clostridium difficile either appeared to be the underlying cause of the death, or was just a factor which was thought to have contributed to, or hastened, the death.

Second, when coding deaths, NRS applies the rules of the International Classification of Diseases and Related Health Problems, Tenth Revision (ICD-10). The complexity of these rules can result, in some cases, in the cause of death coded by NRS differing from that which a health board would choose.

Third, NRS's normal practice is to count deaths on the basis of the area of usual residence of the deceased rather than of the place of occurrence of death. (When the person's usual residence is outwith Scotland the place of occurrence is used). Therefore, the number of deaths for (say) a health board area is normally the number of deaths of residents of that area (plus the small number of deaths of people from outwith Scotland which occurred in that area). However, figures for Clostridium difficile deaths can also be produced on the basis of the health board which contains the hospital in which the death occurred (with people who died at home being counted as "non-hospital" deaths). For some health boards, the two sets of figures will differ, due to residents of one area having died in hospitals in another area.